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Through its Complaint Program, FINRA investigates the activity of brokerages and is empowered to take action against them, including fines and suspensions. FINRA operates one of the largest dispute resolution forums in the industry and assists in the resolution of problems sijil stok kertas etrade may arise between investors and brokerage firms.
To file a complaint with the FINRA, use this link and to check your brokers license or certification, use their BrokerCheck tool available here. A toll free number is listed and further information about how to proceed so make sure you follow the link above. Sijil stok kertas etrade U.